CON-21-099 Enhance Due Diligence Tool

The FCA require a tool which is user friendly, allow search, retrieval, collation and dissemination of results in a simple and efficient way for wider organisational use. The tool should:

Provide information relating to international and domestic-level sanctions list coverage;

Provide information about Politically Exposed Persons (PEPs);

Identify and show convictions (in the public domain) for numerous offences listed in our requirements as well as a list of those accused, investigated, arrested, charged, indicted, detained, questioned or placed on trial;

Be available for demonstration to FCA staff showing its full capabilities;

Be supported by easily accessible "Help and Support" to include on-line user training and guidance;

Permit the FCA to switch users between staff as often as required and the facility for the FCA to swap users itself;

Be licensed for sharing results across the FCA and reference our sources within formal documentation.